Smead Capital Management, Inc

CRD#143567
Investment Advisor Firm

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Learn more about Smead Capital Management, Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Smead Capital Management, Inc is located at 2502 East Camelback Road, Phoenix, AZ. The firm employs 10 financial advisors to manage client portfolios and provide financial guidance. Smead Capital Management, Inc is not a registered broker-dealer.

    Smead Capital Management, Inc oversees $6.1 billion in assets under management across 87 accounts, of which 26 are discretionary and 61 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, corporations, and other types of investors, with the largest client type by accounts being categorized as other. The fee structure at Smead Capital Management, Inc is asset-based. The firm has 11 high net worth clients and maintains an affiliation as a commodity pool advisor.

    Smead Capital Management, Inc is registered in the states of Arizona, Washington, and New Jersey.

    Assets Under Management

    $6.1 billion

    Number of Advisors

    10

    Disclosures

    No

    Office Location

    2502 East Camelback Road
    Phoenix, AZ 85016

    Smead Capital Management, Inc by the Numbers

    Total Assets Under Management

    $6.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    17

    National Average: 64
    Total Number of Accounts

    87

    National Average: 375,227
    Average Account Size

    $69.8 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services largely are based on the financial services provided. Fees billed by Smead Capital Management, Inc typically consist of the following fee structure: asset-based.The company does participate in a wrap fee program, in which the firm offers a service bundle for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with a broad range of clients. The firm provides services to retail investors, high net worth investors, investment companies, pooled investment vehicles, corporations, and other. Out of its 6 clients, Smead Capital Management, Inc's biggest client type by number of accounts is investment companies, although it also serves 11 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 12.64%
    • Other Individuals - 2.3%
    • Corporations - 85.06%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Smead Capital Management, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Smead Capital Management, Inc

    Steven Lemire
    Phoenix, AZ
    Brendan O'Hora
    Ringwood, NJ
    James Casey
    Phoenix, AZ
    Daniel Marshall
    Phoenix, AZ
    William Smead
    Phoenix, AZ
    Yelena Schubert
    Phoenix, AZ
    Cole Smead
    Phoenix, AZ

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