1505 Capital LLC
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Overview
1505 Capital LLC operates as a financial advisor firm that has its headquarters in New York, New York. The company has $1.1 billion in assets across 14 accounts, placing it among the larger investment advisory firms in the United States by assets under management (AUM). The company has a small group, including 7 financial advisors. 1505 Capital LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like bonds, options and stocks.
1505 Capital LLC oversees 11 of the company's accounts in a discretionary manner. Discretionary management is a structure in which buy and sell choices for the client's account are made by an investment advisor without needing the customer's permission. It also oversees three non-discretionary accounts with a total of $85.5 million in assets. The investment advisory firm's average account size is $78.4 million. An average financial advisor at 1505 Capital LLC oversees around two client accounts, placing it among the most individualized advisor firms in the country.
The firm's headquarters is located at 405 Lexington Avenue, New York, New York 10174. It is permitted to provide services to investors throughout a number of states, including New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
1505 Capital LLC by the Numbers
$1.1 billion
9
14
$78.4 million
Products and Services
Financial services that 1505 Capital LLC provides can include portfolio management for institutional clients and selection of other advisers. However, it did not provide financial planning services to any of its accounts in the last financial year. It is not involved in selling products or offering services other than investment advice to its investment advisory clients. The company also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically depend on the financial services provided. Fee types billed by the company likely are comprised of the following fee structures: asset-based, fixed, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
Types of Clients
It works with insurance companies. Out of its 14 clients, 1505 Capital LLC's biggest client group is insurance companies. Around 25% of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
1505 Capital LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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