Alpine Woods Capital Investors, LLC
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Learn more about Alpine Woods Capital Investors, LLC
Alpine Woods Capital Investors, LLC is a financial advisor firm headquartered in Purchase, New York. The firm has $360.9 million in assets under management across three customer accounts, making it one of the larger firms in the nation by assets under management (AUM). The firm has a small group, including 3 financial advisors. Alpine Woods Capital Investors, LLC is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets such as stocks, options and bonds.
Alpine Woods Capital Investors, LLC administers all of the company's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions are made by a portfolio manager without requiring client consent. Alpine Woods Capital Investors, LLC's average account size is $120.3 million. The average advisor at Alpine Woods Capital Investors, LLC administers about one client account, placing it among the most personalized financial advisor firms in the country.
The firm's headquarters is at 2500 Westchester Avenue, Purchase, New York 10577. It is legally registered to provide services to clients in the state of New York.
Assets Under Management
Number of Advisors
Alpine Woods Capital Investors, LLC by the Numbers
Fees charged by financial advisors typically vary depending on the services provided. However, fees charged by the company likely include any blend of the following fee structures: asset-based or performance-based. The firm does not provide a wrap fee program, in which the company offers a bundle of services for a single fee.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 26% of firms
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 21% of firms that offer this fee type
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 32% of firms that offer this fee type
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
The company works with pooled investment vehicles. Out of its three clients, Alpine Woods Capital Investors, LLC's largest client group by number of accounts is pooled investment vehicles. None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Alpine Woods Capital Investors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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