Assured Investment Management LLC
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Overview
Assured Investment Management LLC operates as an advisory firm that has its headquarters in New York, New York. The firm has $16.7 billion in assets over 68 accounts, making it one of the largest financial advisory firms in the nation by assets under management (AUM). It has an average-sized group, including 40 financial advisors. Assured Investment Management LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments such as options, bonds and stocks.
Assured Investment Management LLC administers the majority of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell choices are made by a portfolio manager without requiring the customer's authorization. It also administers 10 non-discretionary accounts totaling $4.2 billion in AUM. The firm administers roughly $246.1 million in assets for each client account. An average advisor at Assured Investment Management LLC administers about two client accounts, placing it among the most individualized advisor firms in the country.
The firm's central office is at 1633 Broadway, New York, New York 10019. The company is permitted to serve investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Assured Investment Management LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$16.7 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
100
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
68
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$246.1 million
Fee Structure
Financial management fees largely depend on which services the firm provides the client. Fee types charged by the company likely include the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Assured Investment Management LLC works with pooled investment vehicles and other. Out of its 68 accounts, Assured Investment Management LLC's largest client type by number of accounts is pooled investment vehicles. Around 77% of the firm's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Assured Investment Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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