Aureana Capital Management, LLC
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Overview
Aureana Capital Management, LLC is a financial advisor company headquartered in New York, New York. Aureana Capital Management, LLC controls $168.8 million in total assets throughout one customer account, making it a mid-tier firm in the United States by assets under management (AUM). Aureana Capital Management, LLC has a small team, including 3 financial advisors. Aureana Capital Management, LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments such as bonds, equities and options.
Aureana Capital Management, LLC manages all of the firm's client assets on a discretionary basis. Discretionary management is a structure in which buy and sell judgments are made by an investment advisor without needing to seek client authorization. The advisory firm supervises about $168.8 million for every client account. The average advisor at Aureana Capital Management, LLC administers fewer than one client account, placing it among the most personalized firms in the country.
The company's headquarters is at 24 W. 40Th Street, New York, New York 10018. Aureana Capital Management, LLC is permitted to serve investors throughout a number of states, including Florida and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Aureana Capital Management, LLC by the Numbers
$168.8 million
4
1
$168.8 million
Fee Structure
Fees charged by financial advisors largely depend on the type of services provided. However, fee types billed by the company most likely include some blend of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Aureana Capital Management, LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Aureana Capital Management, LLC's largest client group is pooled investment vehicles. About 100% of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Aureana Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Aureana Capital Management, LLC
New York, NY
New York, NY
New York, NY
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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