A.W. Jones
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Overview
A.W. Jones operates as a financial advisory company based in New York, New York. The firm has $493.4 million in total assets over three accounts, making it one of the bigger investment advisory firms in the United States by assets under management (AUM). A.W. Jones has a small team, including 4 financial advisors. A.W. Jones is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial assets like equities, bonds and options.
A.W. Jones manages all of the company's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell judgments for the client's account without requiring client authorization. The investment advisory firm oversees about $164.5 million in assets for each account. The typical financial advisor at A.W. Jones oversees fewer than one client account, making it one of the most individualized firms in the country.
The company's main office is located at 126 East 56Th Street, New York, New York 10022.
Assets Under Management
Number of Advisors
Disclosures
Office Location
A.W. Jones by the Numbers
$493.4 million
6
3
$164.5 million
Products and Services
Financial services that A.W. Jones offers can include portfolio management for pooled investment vehicles and selection of other advisers. The company is not engaged in selling products or offering services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees typically vary depending on which services the firm provides the client. However, fees billed by the firm can consist of the following fee structures: asset-based or performance-based. The company does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
A.W. Jones provides services to pooled investment vehicles. Out of its three customers, A.W. Jones's biggest client group by number of accounts is pooled investment vehicles. About 13% of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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