Basepoint Advisors LLC
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Overview
Basepoint Advisors LLC operates as a financial advisor company headquartered in New York, New York. The firm administers $673.7 million in assets under management throughout three client accounts, placing it among the larger financial advisory firms in the nation by assets under management (AUM). Basepoint Advisors LLC has a small group, including 2 financial advisors. Basepoint Advisors LLC is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments like options, equities and bonds.
Basepoint Advisors LLC administers all of its accounts on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction choices without needing to seek the client's consent. The company administers roughly $224.6 million in assets for each client account. An average advisor at Basepoint Advisors LLC oversees around two client accounts, placing it among the most personalized financial advisor firms in the country.
The firm's central office is at 75 Rockefeller Plaza, New York, New York 10019.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Basepoint Advisors LLC by the Numbers
$673.7 million
5
3
$224.6 million
Fee Structure
A financial advisor's fees usually vary depending on which services are provided. Fees charged by Basepoint Advisors LLC typically consist of the following fee type: asset-based. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Basepoint Advisors LLC provides services to pooled investment vehicles. Out of its three clients, Basepoint Advisors LLC's biggest client type is pooled investment vehicles. About 33% of its customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Basepoint Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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