Belle Haven Investments, L.P

CRD#29278
Investment Advisor Firm

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Learn more about Belle Haven Investments, L.P

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Belle Haven Investments, L.P is located at 800 Westchester Avenue, Port Chester, NY. The firm employs 41 financial advisors to manage client portfolios and provide financial guidance. Belle Haven Investments, L.P is a registered broker-dealer.

    Belle Haven Investments, L.P oversees $17.7 billion in assets under management across 22,017 accounts, all of which are discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to a diverse range of investors, including retail investors, high net worth investors, banking institutions, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. The fee structure at Belle Haven Investments, L.P is asset-based. The firm has 3,111 high net worth clients, with retail investors being the largest client type by accounts.

    Belle Haven Investments, L.P is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Mexico, New York, Connecticut, Illinois, New Jersey, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $17.7 billion

    Number of Advisors

    41

    Disclosures

    No

    Office Location

    800 Westchester Avenue
    Port Chester, NY 10573-1301

    Belle Haven Investments, L.P by the Numbers

    Total Assets Under Management

    $17.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    47

    National Average: 64
    Total Number of Accounts

    22,017

    National Average: 375,227
    Average Account Size

    $802.6 thousand

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services largely vary depending on the services offered. Fees billed by Belle Haven Investments, L.P typically consist of the following fee structure: asset-based.Wrap fee programs, or the practice of bundling services for a single fee, are offered by Belle Haven Investments, L.P.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company does business with a broad range of customers. The company caters to retail investors, high net worth investors, banking institutions, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. Out of its 10 clients, Belle Haven Investments, L.P's largest client type by number of accounts is high net worth investors, although it also serves 3111 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 14.13%
    • Other Individuals - 82.67%
    • Corporations - 2.12%
    • Charitable Organizations - 1.09%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Belle Haven Investments, L.P does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Belle Haven Investments, L.P

    Jack Riina
    Port Chester, NY
    Stanley Sattler
    Port Chester, NY
    Ross Ingber
    Port Chester, NY
    James Lyman
    Port Chester, NY
    Mason Durand
    Port Chester, NY
    Scott Tallman
    Port Chester, NY
    Joseph Dalton
    Port Chester, NY

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