Brooklawn Capital Advisors
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Overview
Brooklawn Capital Advisors operates as a financial advisor company headquartered in New York, New York. The firm oversees $97.4 million in assets under management over 10 customer accounts. It has a small team, including 1 financial advisor. Brooklawn Capital Advisors is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are exchangable fiscal assets like stocks, options and bonds.
Brooklawn Capital Advisors oversees zero of the firm's accounts on a discretionary basis. Discretionary management means that a portfolio manager makes buy and sell judgments for the client's account without needing to seek the client's permission. Brooklawn Capital Advisors also administers 10 non-discretionary accounts with a total of $97.4 million in AUM. The investment advisory firm's average account size is $9.7 million. The typical advisor at Brooklawn Capital Advisors administers around 10 client accounts, placing it among the more personalized financial advisor firms in the country.
Brooklawn Capital Advisors's headquarters is located at 555 Madison Avenue, New York, New York 10022. The company is legally permitted to provide services to clients in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Brooklawn Capital Advisors by the Numbers
$97.4 million
1
10
$9.7 million
Products and Services
Brooklawn Capital Advisors offers a number of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past financial year, it provided 1-10 of its clients with financial planning services. Brooklawn Capital Advisors is not involved in selling products or offering services apart from investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees usually are based on which service is provided. Fee types charged by the company most likely consist of some combination of the following fee structures: asset-based, hourly or fixed. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Brooklawn Capital Advisors provides services to high net worth investors. Out of its 10 customers, Brooklawn Capital Advisors's largest client type by number of accounts is high net worth investors, although it also manages money for 10 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 100%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Brooklawn Capital Advisors does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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