Capital Preservation Partners, Inc
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Overview
Capital Preservation Partners, Inc operates as an advisory firm based in Bronxville, New York. Capital Preservation Partners, Inc oversees $195.8 million in total assets across 677 accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). It has a small team, including 3 financial advisors. Capital Preservation Partners, Inc does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets like options, bonds and stocks.
Capital Preservation Partners, Inc manages more than half of its client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager has the discretion to make buy and sell choices without needing client consent. The company also manages three non-discretionary accounts totaling $3.0 million in assets under management. The company's typical account size is $289,220. The average advisor at Capital Preservation Partners, Inc administers around 226 client accounts.
The firm's headquarters is located at 55 Pondfield Road, Bronxville, New York 10708-3703. It is legally registered to serve clients throughout 6 states, including California, Connecticut, Florida, New Jersey, New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Capital Preservation Partners, Inc by the Numbers
$195.8 million
3
677
$289.2 thousand
Products and Services
Capital Preservation Partners, Inc provides a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. In the last fiscal year, Capital Preservation Partners, Inc provided financial planning services to 1-10 of its accounts. Capital Preservation Partners, Inc is not involved in selling products or offering services apart from investment advisory services to its investment advisory clients. Capital Preservation Partners, Inc is affiliated with a number of other companies in the financial services industry, including with an accountant or accounting firm, lawyer or law firm, insurance company or agency and real estate broker or dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees usually depend on the financial services offered. Fees billed by the firm most likely are comprised of any combination of the following fee structures: asset-based or hourly. The firm does not supply a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with retail investors, high net worth investors and pension plans. Out of its 677 accounts, Capital Preservation Partners, Inc's largest client type by number of accounts is retail investors, though it also serves 41 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.
- High-Net-Worth Individuals* - 16.94%
- Other Individuals - 81.82%
- Corporations - 1.24%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Capital Preservation Partners, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Capital Preservation Partners, Inc
Bronxville, NY
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