Cicc Alpha Investment Management (Usa), LLC
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Learn more about Cicc Alpha Investment Management (Usa), LLC
Overview
Cicc Alpha Investment Management (Usa), LLC is a financial advisory firm headquartered in New York, New York. Cicc Alpha Investment Management (Usa), LLC has $148.3 million in assets over one account, making it a mid-tier financial advisory firm in the country by assets under management (AUM). It has a small team, including 2 financial advisors. Cicc Alpha Investment Management (Usa), LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are tradable fiscal assets like bonds, options and stocks.
Cicc Alpha Investment Management (Usa), LLC oversees all of the firm's client assets on a discretionary basis. Discretionary management means that transaction judgments for the client's account are made by a portfolio manager without requiring client permission. The investment advisory firm's average account size is $148.3 million. The typical advisor at Cicc Alpha Investment Management (Usa), LLC administers fewer than one client account, making it one of the most individualized financial advisor firms in the country.
Cicc Alpha Investment Management (Usa), LLC's central office is at 280 Park Avenue, New York, New York 10017. The company is registered to provide services to investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Cicc Alpha Investment Management (Usa), LLC by the Numbers
$148.3 million
2
1
$148.3 million
Fee Structure
Fees for financial advice usually depend on which service is provided. However, fee types charged by Cicc Alpha Investment Management (Usa), LLC most likely are comprised of any combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to pooled investment vehicles. Cicc Alpha Investment Management (Usa), LLC's biggest client type by number of accounts is pooled investment vehicles. About 100% of its clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Cicc Alpha Investment Management (Usa), LLC does not have any disclosures.
Please visit its Form ADV for more details.
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