Circle N Advisors, LLC
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Overview
Circle N Advisors, LLC operates as a financial advisor firm headquartered in Fishkill, New York. The company oversees $104.3 million in assets under management over 122 customer accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). It has a small group, including 2 financial advisors. Circle N Advisors, LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like stocks, bonds and options.
Circle N Advisors, LLC manages all of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction judgments for the client's account are made by an investment advisor without needing the client's permission. Circle N Advisors, LLC's average account size is $854,510. The average financial advisor at Circle N Advisors, LLC manages about 61 client accounts, making it about average in terms of personalization.
The company's central office is at 1065 Main Street, Fishkill, New York 12524. It is legally allowed to provide services to clients throughout 3 states, including Florida, Massachusetts and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Circle N Advisors, LLC by the Numbers
$104.3 million
3
122
$854.5 thousand
Fee Structure
Fees charged by financial advisors largely are based on the type of services provided. Fees billed by Circle N Advisors, LLC typically consist of the following fee type: asset-based. The firm does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors and high net worth investors. Out of its 122 accounts, Circle N Advisors, LLC's largest client is retail investors, though it also serves 27 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 22.88%
- Other Individuals - 77.12%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Circle N Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Circle N Advisors, LLC
Fishkill, NY
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