Clearbrook Investment Solutions LLC

CRD#155607
Investment Advisor Firm

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Learn more about Clearbrook Investment Solutions LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Clearbrook Investment Solutions LLC is located at 21 West 46th Street, Suite 1507, New York, NY. The firm employs 6 financial advisors to manage client portfolios and provide financial guidance. Clearbrook Investment Solutions LLC is not a registered broker-dealer.

    Clearbrook Investment Solutions LLC oversees $156.0 million in assets under management across 73 accounts, all of which are discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and publication of newsletters. The firm caters to high net worth investors, charitable organizations, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at Clearbrook Investment Solutions LLC includes asset-based and fixed fees. The firm has 41 high net worth clients and maintains an affiliation with a commodity pool advisor.

    Clearbrook Investment Solutions LLC is registered in the states of Connecticut, New Jersey, and New York.

    Assets Under Management

    $156.0 million

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    21 West 46Th Street, Suite 1507
    New York, NY 10036

    Clearbrook Investment Solutions LLC by the Numbers

    Total Assets Under Management

    $156.0 million

    National Average: $8.6 billion
    Total Number of Employees

    11

    National Average: 64
    Total Number of Accounts

    73

    National Average: 375,227
    Average Account Size

    $2.1 million

    National Average: $23.0 thousand
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    Products and Services

    Clearbrook Investment Solutions LLC offers multiple financial services, which can consist of portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and publication of newsletters. However, Clearbrook Investment Solutions LLC did not provide any of its clients with financial planning services in the previous fiscal year. The Company does not sell products or offer services apart from investment advice to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors largely depend on which services are provided. Fees billed by Clearbrook Investment Solutions LLC most likely include any combination of the following fee types: asset-based or fixed.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with high net worth investors, charitable organizations, and corporations. Out of its 3 clients, Clearbrook Investment Solutions LLC's biggest client group by number of accounts is high net worth investors, but it also serves 41 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 77.36%
    • Other Individuals - 0%
    • Corporations - 5.66%
    • Charitable Organizations - 16.98%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Clearbrook Investment Solutions LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Clearbrook Investment Solutions LLC

    Michael Huxley
    New York, NY
    Fernando Garip
    New York, NY

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