Dg Capital Management, LLC
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Overview
Dg Capital Management, LLC is an advisory company located in New York, New York. The firm administers $398.1 million in assets under management across 12 accounts, making it one of the bigger financial advisory firms in the United States by assets under management (AUM). It has a small team, including 10 financial advisors. Dg Capital Management, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like options, bonds and equities.
Dg Capital Management, LLC oversees all of the company's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make transaction choices for the client's account without requiring client permission. The company's average account size is $33.2 million. An average advisor at Dg Capital Management, LLC oversees around one client account, placing it among the most individualized advisor firms in the country.
The firm's main office is located at 460 Park Avenue, New York, New York 10022. The firm is legally registered to serve customers throughout a few states, including Florida and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dg Capital Management, LLC by the Numbers
$398.1 million
10
12
$33.2 million
Fee Structure
Fees for financial management largely are based on which services the firm provides the client. Fees charged by Dg Capital Management, LLC can include the following fee types: asset-based or performance-based. The firm does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with pooled investment vehicles and other. Out of its 12 customers, Dg Capital Management, LLC's biggest client by number of accounts is other. Just 9% of its clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dg Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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