Engleson & Associates
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Overview
Engleson & Associates is an advisory company based in Rochester, New York. It manages $79.6 million in assets throughout 533 customer accounts. The company has a small team, including 2 financial advisors. Engleson & Associates is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are exchangable financial investments such as stocks, options and bonds.
Engleson & Associates manages 521 of the firm's client assets in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make transaction judgments for the client's account without requiring client authorization. The company also administers 12 non-discretionary accounts totaling $3.5 million in AUM. Engleson & Associates administers roughly $149,371 for every customer account. The typical financial advisor at Engleson & Associates administers around 267 client accounts.
Engleson & Associates's headquarters is located at 930 East Avenue, Rochester, New York 14607. It is allowed to provide services to investors throughout a number of states, including Florida, New York and Pennsylvania.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Engleson & Associates by the Numbers
$79.6 million
2
533
$149.4 thousand
Fee Structure
Fees charged by financial advisors are based on which services the firm provides the client. Fees billed by Engleson & Associates can consist of any combination of the following fee types: asset-based, hourly, fixed or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Engleson & Associates.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 1% of firms
Commissions
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It provides services to retail investors and high net worth investors. Out of its 533 customers, Engleson & Associates's biggest client group by number of accounts is retail investors, but it also caters to 69 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 20.97%
- Other Individuals - 79.03%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Engleson & Associates does not have any disclosures.
Please visit its Form ADV for more details.
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