Fithian LLC
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Overview
Fithian LLC is an advisory company located in New York, New York. The company manages $105.4 million in assets across 63 client accounts, making it a mid-tier financial advisory firm in the nation by assets under management (AUM). The firm has a small team, including 3 financial advisors. Fithian LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments like bonds, options and stocks.
Fithian LLC manages most of the company's client assets on a discretionary basis. Discretionary management signifies that transaction decisions for the client's account are made by an investment advisor without requiring client permission. The firm also manages 17 non-discretionary accounts totaling $1.9 million in assets. Fithian LLC's typical account size is $1.7 million. The typical financial advisor at Fithian LLC oversees about 21 client accounts, making it one of the more individualized advisor firms in the country.
Fithian LLC's central office is at 654 Madison Avenue, New York, New York 10065. It is legally registered to provide services to clients throughout a number of states, including New Hampshire and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fithian LLC by the Numbers
$105.4 million
5
63
$1.7 million
Fee Structure
Financial advisory fees typically are based on which service is provided. However, fee types charged by Fithian LLC most likely are comprised of the following fee structures: asset-based or performance-based. The company does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to high net worth investors, pension plans and corporations. Out of its 63 customers, Fithian LLC's biggest client is high net worth investors, although it also serves 50 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 89.29%
- Other Individuals - 0%
- Corporations - 10.71%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Financial Advisors at Fithian LLC
New York, NY
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