Giverny Capital Asset Management
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Overview
Giverny Capital Asset Management is an advisory firm that has its headquarters in New York, New York. The firm manages $221.8 million in assets under management throughout 99 client accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). The firm has a small group, including 1 financial advisor. Giverny Capital Asset Management is not a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal investments like options, bonds and equities.
Giverny Capital Asset Management manages all of the company's accounts on a discretionary basis. Discretionary management is a structure in which transaction decisions for the client's account are made by a portfolio manager without requiring client authorization. The company supervises about $2.2 million in assets for each account. An average financial advisor at Giverny Capital Asset Management manages about 99 client accounts.
The firm's headquarters is located at 600 Madison Avenue, #2300, New York, New York 10022. It is legally permitted to provide services to clients throughout a number of states, including Alabama, Florida, New York, Pennsylvania, South Carolina, Tennessee, Texas and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Giverny Capital Asset Management by the Numbers
$221.8 million
1
99
$2.2 million
Fee Structure
Financial advisory fees typically are based on which services are provided. However, fees charged by the firm typically consist of the following fee structure: asset-based. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors, high net worth investors and charitable organizations. Out of its 99 accounts, Giverny Capital Asset Management's biggest client by number of accounts is high net worth investors, though it also serves 76 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are non-U.S. persons.
- High-Net-Worth Individuals* - 76.77%
- Other Individuals - 22.22%
- Corporations - 0%
- Charitable Organizations - 1.01%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Giverny Capital Asset Management does not have any disclosures.
Please visit its Form ADV for more details.
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