Goldstein Capital Corp
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Overview
Goldstein Capital Corp operates as a financial advisor firm that has its headquarters in Long Island City, New York. It oversees $263.6 million in assets under management across 24 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). Goldstein Capital Corp has a small group, including 3 financial advisors. Goldstein Capital Corp is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as equities, bonds and options.
Goldstein Capital Corp administers all of the firm's accounts on a discretionary basis. Discretionary management is a structure in which buy and sell choices for the client's account are made by a portfolio manager without needing the client's authorization. The advisory firm's average account size is $11.0 million. The average financial advisor at Goldstein Capital Corp administers around eight client accounts, placing it among the more personalized advisor firms in the country.
The firm's central office is at 43-01 22Nd St., Suite 516, Long Island City, New York 11101. Goldstein Capital Corp is allowed to serve customers in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Goldstein Capital Corp by the Numbers
$263.6 million
3
24
$11.0 million
Fee Structure
Fees charged by financial advisors largely vary depending on which services the firm provides the client. However, fee types billed by the firm likely are comprised of some blend of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with high net worth investors and pooled investment vehicles. Out of its 24 customers, Goldstein Capital Corp's largest client is high net worth investors, though it also manages money for 12 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 8% of its accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 80%
- Other Individuals - 0%
- Corporations - 20%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Goldstein Capital Corp does not have any disclosures.
Please visit its Form ADV for more details.
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