Grimaldi Portfolio Solutions, Inc
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Overview
Grimaldi Portfolio Solutions, Inc is an advisory firm located in Wappingers Falls, New York. The firm handles $95.0 million in total assets throughout 300 customer accounts. Grimaldi Portfolio Solutions, Inc has a small group, including 2 financial advisors. Grimaldi Portfolio Solutions, Inc is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like options, stocks and bonds.
Grimaldi Portfolio Solutions, Inc administers all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell choices for the client's account without requiring the customer's authorization. The firm's average account size is $316,667. The typical advisor at Grimaldi Portfolio Solutions, Inc manages about 150 client accounts.
The firm's main office is at 1207 Route 9, Suite 10, Wappingers Falls, New York 12590. The company is legally allowed to provide services to investors throughout 4 states, including Florida, New York, Rhode Island and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Grimaldi Portfolio Solutions, Inc by the Numbers

$95.0 million

5

300

$316.7 thousand
Fee Structure
Financial advisory fees typically are based on which service is offered. However, fees charged by Grimaldi Portfolio Solutions, Inc typically consist of the following fee type: asset-based. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors and investment companies. Out of its 300 clients, Grimaldi Portfolio Solutions, Inc's largest client type is retail investors. None of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 99.67%
- Corporations - 0.33%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Grimaldi Portfolio Solutions, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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