Gs Investment Strategies, LLC

CRD#142834
Investment Advisor Firm

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Learn more about Gs Investment Strategies, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • Office Locations

    • Overview

    Gs Investment Strategies, LLC operates as a financial advisor company based in New York, New York. Gs Investment Strategies, LLC handles $3.9 billion in assets over 27 customer accounts, making it one of the biggest firms in the nation by assets under management (AUM). The firm has a small team, including 1 financial advisor. Gs Investment Strategies, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as bonds, options and equities.

    Gs Investment Strategies, LLC manages all of its client assets in a discretionary manner. Discretionary management signifies that transaction decisions are made by an investment advisor without requiring client approval. The advisory firm supervises an average of $144.5 million for each account. The average advisor at Gs Investment Strategies, LLC manages about 27 client accounts, making it about average in terms of personalization.

    The company's central office is located at 200 West Street, New York, New York 10282.

    Assets Under Management

    $3.9 billion

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    200 West Street
    New York, NY 10282

    Gs Investment Strategies, LLC by the Numbers

    Total Assets Under Management

    $3.9 billion

    National Average: $9.0 billion
    Total Number of Employees

    1

    National Average: 71,771
    Total Number of Accounts

    27

    National Average: 4,329
    Average Account Size

    $144.5 million

    National Average: $2.1 million
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    Products and Services

    Gs Investment Strategies, LLC offers a number of services, which can include portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. However, Gs Investment Strategies, LLC did not provide any of its clients with financial planning services in the prior fiscal year. The firm is not engaged in selling products or offering services apart from investment advisory services to its investment advisory clients. Gs Investment Strategies, LLC is affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, pension consultant and commodity pool advisor.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 21% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management vary depending on the type of financial services provided. Fees billed by the firm likely consist of the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Gs Investment Strategies, LLC.

    Available

    • Offered by 70% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 33% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The firm caters to pooled investment vehicles. Out of its 27 customers, Gs Investment Strategies, LLC's biggest client type by number of accounts is pooled investment vehicles. Around 60% of its accounts are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Gs Investment Strategies, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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