Helium LLC
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Overview
Helium LLC operates as an advisory company based in New York, New York. Helium LLC manages $419.0 million in assets across 231 client accounts, placing it among the larger investment advisory firms in the country by assets under management (AUM). The company has a small group, including 4 financial advisors. Helium LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments like bonds, options and stocks.
Helium LLC oversees more than half of its client assets on a discretionary basis. Discretionary management signifies that transaction decisions for the client's account are made by a portfolio manager without requiring the client's permission. It also administers 76 non-discretionary accounts totaling $418.9 million in assets. The investment advisory firm oversees roughly $1.8 million for each client account. The average financial advisor at Helium LLC manages about 58 client accounts, making it about average in terms of personalization.
Helium LLC's main office is located at 107 Greenwich St, New York, New York 10006. The firm is allowed to serve customers across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Helium LLC by the Numbers
$419.0 million
8
231
$1.8 million
Fee Structure
A financial advisor's fees typically depend on which services are provided. However, fees billed by Helium LLC typically consist of the following fee type: asset-based. Helium LLC does participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors, charitable organizations, other investment advisers and corporations. Out of its 231 accounts, Helium LLC's biggest client type is retail investors. None of its clients reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 67.98%
- Corporations - 31.14%
- Charitable Organizations - 0.88%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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