Henley & Company Wealth Management LLC
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Overview
Henley & Company Wealth Management LLC is a financial advisory company based in Uniondale, New York. It handles $79.5 million in assets under management over 159 client accounts. The company has a small team, including 5 financial advisors. Henley & Company Wealth Management LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial assets like options, bonds and stocks.
Henley & Company Wealth Management LLC administers more than half of the company's client assets in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by a portfolio manager without needing to seek the customer's permission. The company also manages two non-discretionary accounts totaling $143,713 in assets under management. The company supervises roughly $500,098 for each client account. The average financial advisor at Henley & Company Wealth Management LLC manages about 32 client accounts, placing it towards the middle in terms of personalization.
The company's central office is located at 506 Rxr Plaza, Uniondale, New York 11556. It is registered to provide services to customers throughout 5 states, including Connecticut, Florida, New York, South Carolina and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Henley & Company Wealth Management LLC by the Numbers
$79.5 million
6
159
$500.1 thousand
Products and Services
Henley & Company Wealth Management LLC offers multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Notably, the firm did not provide any of its customers with financial planning services in the prior fiscal year. Henley & Company Wealth Management LLC does not sell products or offer services aside from investment advisory services to its investment advisory accounts. The company is affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees are based on which service is offered. However, fees charged by Henley & Company Wealth Management LLC typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors, high net worth investors and pension plans. Out of its 159 customers, Henley & Company Wealth Management LLC's biggest client type is retail investors, although it also manages money for 34 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 27.2%
- Other Individuals - 67.2%
- Corporations - 5.6%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Henley & Company Wealth Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Henley & Company Wealth Management LLC
New York City, NY
Uniondale, NY
Uniondale, NY
Uniondale, NY
Uniondale, NY
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