Hq Capital Private Equity LLC

CRD#134231
Investment Advisor Firm

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Overview

Hq Capital Private Equity LLC operates as a financial advisor firm based in New York, New York. The firm administers $7.2 billion in total assets over 68 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management (AUM). The company has an average-sized team, including 19 financial advisors. Hq Capital Private Equity LLC does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are tradable financial investments such as stocks, bonds and options.

Hq Capital Private Equity LLC administers most of the firm's accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction choices without needing to seek client consent. It also administers 26 non-discretionary accounts with a total of $3.3 billion in assets under management. Hq Capital Private Equity LLC manages roughly $106.2 million in assets for every account. The typical financial advisor at Hq Capital Private Equity LLC administers around four client accounts, making it one of the most individualized financial advisor firms in the country.

Hq Capital Private Equity LLC's headquarters is at 1290 Avenue Of The Americas, New York, New York 10104. Hq Capital Private Equity LLC is legally permitted to provide services to clients in the state of New York.

Assets Under Management

$7.2 billion

Number of Advisors

19

Disclosures

No

Office Location

1290 Avenue Of The Americas
New York, NY 10104

Hq Capital Private Equity LLC by the Numbers

Total Assets Under Management

$7.2 billion

National Average: $8.6 billion
Total Number of Employees

82

National Average: 64
Total Number of Accounts

68

National Average: 375,227
Average Account Size

$106.2 million

National Average: $23.0 thousand
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Products and Services

Hq Capital Private Equity LLC provides a variety of financial services, which can include portfolio management for pooled investment vehicles, portfolio management for institutional clients and educational seminars. The company does not sell products or offer services other than investment advisory services to its investment advisory accounts.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 6% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

A financial advisor's fees are based on the financial services provided. Fees charged by the firm can include some combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

Available

  • Offered by 69% of firms

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

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    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm manages money for a broad range of investors. It caters to pooled investment vehicles, pension plans, insurance companies, corporations and other. Out of its 68 accounts, Hq Capital Private Equity LLC's largest client by number of accounts is pooled investment vehicles. Around 90% of the firm's accounts are non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Hq Capital Private Equity LLC does not have any disclosures.

Please visit its Form ADV for more details.

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