Ip Financial Advisory Services LLC

CRD#305772
Investment Advisor Firm

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Learn more about Ip Financial Advisory Services LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Ip Financial Advisory Services LLC is located at 5950 Fairview Road, Suite 140, Charlotte, NC. The firm employs 92 financial advisors to manage client portfolios and provide financial guidance. Ip Financial Advisory Services LLC is not a registered broker-dealer.

    Ip Financial Advisory Services LLC oversees $297.0 million in assets under management across 2,290 accounts, of which 1,240 are discretionary and 1,050 are non-discretionary. Over the past year, the firm has provided financial planning services to between 11 and 25 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The firm caters to retail investors, with retail investors being the largest client type by accounts. The fee structure at Ip Financial Advisory Services LLC includes asset-based, hourly, fixed, and other fees. The firm maintains affiliations with a broker-dealer or securities dealer.

    Ip Financial Advisory Services LLC is registered in the states of Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin.

    Assets Under Management

    $297.0 million

    Number of Advisors

    92

    Disclosures

    No

    Office Location

    5950 Fairview Road, Suite 140
    Charlotte, NC 28210

    Ip Financial Advisory Services LLC by the Numbers

    Total Assets Under Management

    $297.0 million

    National Average: $8.6 billion
    Total Number of Employees

    92

    National Average: 64
    Total Number of Accounts

    2,290

    National Average: 375,227
    Average Account Size

    $129.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    Ip Financial Advisory Services LLC offers multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. In the last financial year, Ip Financial Advisory Services LLC provided 45621 of its clients with financial planning services. It is involved in selling products or offering services different than investment advice to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advisory services largely vary depending on which service is offered. Fees billed by Ip Financial Advisory Services LLC likely consist of any combination of the following fee types: asset-based, hourly, fixed, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company provides services to retail investors. Ip Financial Advisory Services LLC's biggest client type by number of accounts is retail investors.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 100%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Ip Financial Advisory Services LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Ip Financial Advisory Services LLC

    Lei Jiao
    Charlotte, NC
    Zaven Yarumian
    Natick, MA
    Carlos Romero
    Charlotte, NC
    Paul Rowe
    Charlotte, NC
    Aaron Berman
    Miami, FL
    Steven White
    Charlotte, NC
    John James
    Charlotte, NC
    Dustin Hyche
    Charlotte, NC
    David Chandler
    Henderson, NV

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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