J. Safra Asset Management Corporation

CRD#131243
Investment Advisor Firm

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Learn more about J. Safra Asset Management Corporation

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    J. Safra Asset Management Corporation is located at 546 Fifth Avenue, New York, NY. The firm employs 6 financial advisors to manage client portfolios and provide financial guidance. J. Safra Asset Management Corporation is not a registered broker-dealer.

    J. Safra Asset Management Corporation oversees $3.7 billion in assets under management across 2,575 accounts, of which 2,569 are discretionary and 6 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters, and other services. The firm caters to retail investors, high net worth investors, pooled investment vehicles, insurance companies, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at J. Safra Asset Management Corporation includes asset-based, fixed, and other fees. The firm has 2,166 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, trust company, and insurance company or agency.

    J. Safra Asset Management Corporation is registered in the states of California, Delaware, Florida, New Jersey, New York, and Texas.

    Assets Under Management

    $3.7 billion

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    546 Fifth Avenue
    New York, NY 10036

    J. Safra Asset Management Corporation by the Numbers

    Total Assets Under Management

    $3.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    19

    National Average: 64
    Total Number of Accounts

    2,575

    National Average: 375,227
    Average Account Size

    $1.4 million

    National Average: $23.0 thousand
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    Products and Services

    J. Safra Asset Management Corporation offers a variety of financial services, which can consist of portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters, and other services. Notably, J. Safra Asset Management Corporation did not provide any of its clients with financial planning services in the last financial year. The Firm is not engaged in selling products or offering services other than investment advisory services to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice usually depend on the services offered. Fees billed by J. Safra Asset Management Corporation most likely include any combination of the following fee types: asset-based, fixed, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company does business with a number of different investors. The company works with retail investors, high net worth investors, pooled investment vehicles, insurance companies, and corporations. Out of its 5 clients, J. Safra Asset Management Corporation's biggest client type by number of accounts is high net worth investors, although it also serves 2166 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 84.05%
    • Other Individuals - 12.42%
    • Corporations - 3.53%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    J. Safra Asset Management Corporation does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at J. Safra Asset Management Corporation

    Fernanda Araujo
    Miami, FL
    Matthew Reilly
    New York, NY
    Adriano Vieira
    Miami, FL
    Noah Harris
    New York, NY
    Dov Lasry
    Miami, FL

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