Kohlberg & Company
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Overview
Kohlberg & Company operates as a financial advisory company located in Mount Kisco, New York. Kohlberg & Company administers $11.8 billion in assets under management throughout 30 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management (AUM). Kohlberg & Company has an average-sized group, including 47 financial advisors. Kohlberg & Company is not a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal investments such as equities, options and bonds.
Kohlberg & Company manages most of its accounts in a discretionary manner. Discretionary management signifies that an investment advisor makes transaction choices without requiring client permission. The company also has one non-discretionary accounts totaling $668.4 million in AUM. The advisory firm's average account size is $394.3 million. The typical financial advisor at Kohlberg & Company administers fewer than one client account, placing it among the most individualized firms in the country.
Kohlberg & Company's central office is located at 111 Radio Circle, Mount Kisco, New York 10549. Kohlberg & Company is allowed to serve investors throughout 2 states, including California and Massachusetts.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Kohlberg & Company by the Numbers
$11.8 billion
76
30
$394.3 million
Fee Structure
A financial advisor's fees are based on which services the firm provides the client. Fee types billed by Kohlberg & Company most likely consist of the following fee structures: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
Kohlberg & Company caters to pooled investment vehicles. Out of its 30 clients, Kohlberg & Company's largest client by number of accounts is pooled investment vehicles. Just 7% of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Kohlberg & Company does not have any disclosures.
Please visit its Form ADV for more details.
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