Lebenthal Diversified Asset Management Inc

CRD#167243
Investment Advisor Firm

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Learn more about Lebenthal Diversified Asset Management Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Lebenthal Diversified Asset Management Inc is located at 200 Parkway Drive South, Hauppauge, NY. The firm employs 1 financial advisor to manage client portfolios and provide financial guidance. Lebenthal Diversified Asset Management Inc is not a registered broker-dealer.

    The firm oversees $750.4 million in assets under management across 1 account, which is discretionary. Services offered include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm maintains an affiliation with a broker-dealer or securities dealer and operates on an asset-based and fixed fee structure.

    Lebenthal Diversified Asset Management Inc is registered in the states of California, Colorado, Connecticut, Florida, Georgia, Indiana, Massachusetts, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Virginia, Texas, and New Hampshire.

    Assets Under Management

    $750.4 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    200 Parkway Drive South
    Hauppauge, NY 11788

    Lebenthal Diversified Asset Management Inc by the Numbers

    Total Assets Under Management

    $750.4 million

    National Average: $8.6 billion
    Total Number of Employees

    5

    National Average: 64
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $750.4 million

    National Average: $23.0 thousand
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    Products and Services

    Financial services that Lebenthal Diversified Asset Management Inc offers include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. However, the firm did not provide financial planning services to any of its accounts in the last financial year. It does not sell products or offer services apart from investment advisory services to its investment advisory customers. The company is also affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees typically depend on the type of financial services offered. Fees charged by Lebenthal Diversified Asset Management Inc can include some combination of the following fee structures: asset-based and fixed. Lebenthal Diversified Asset Management Inc does participate in a wrap fee program, in which the company offers a service bundle for a single fee.It has the ability to withdraw its charges directly from client funds.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Disclosures

    Lebenthal Diversified Asset Management Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Lebenthal Diversified Asset Management Inc

    Dominick Tavella
    Hauppauge, NY

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