Linden Global Strategies LLC

CRD#159667
Investment Advisor Firm

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Learn more about Linden Global Strategies LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Linden Global Strategies LLC operates as an advisory company based in New York, New York. The company controls $686.8 million in assets under management over 193 accounts, placing it among the larger financial advisory firms in the country by assets under management (AUM). The firm has a small group, including 4 financial advisors. Linden Global Strategies LLC is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets such as stocks, options and bonds.

    Linden Global Strategies LLC manages 188 of its accounts in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell judgments without needing the client's consent. It also administers five non-discretionary accounts totaling $78.3 million in assets under management. The investment advisory firm oversees an average of $3.6 million in assets for each customer account. The typical financial advisor at Linden Global Strategies LLC oversees around 48 client accounts, making it about average in terms of personalization.

    Linden Global Strategies LLC's headquarters is at 712 Fifth Avenue, New York, New York 10019-4108. Linden Global Strategies LLC is legally permitted to provide services to investors across a number of states, including California, Colorado, District of Columbia, Florida, Maryland, Massachusetts, New York, Pennsylvania and Texas.

    Assets Under Management

    $686.8 million

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    712 Fifth Avenue
    New York, NY 10019-4108

    Linden Global Strategies LLC by the Numbers

    Total Assets Under Management

    $686.8 million

    National Average: $8.6 billion
    Total Number of Employees

    7

    National Average: 64
    Total Number of Accounts

    193

    National Average: 375,227
    Average Account Size

    $3.6 million

    National Average: $23.0 thousand
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    Products and Services

    Financial services that Linden Global Strategies LLC provides can include portfolio management for individuals and small businesses and selection of other advisers. Notably, the company did not provide financial planning services to any of its clients in the last financial year. It does not sell products or offer services aside from investment advice to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial advisory fees typically are based on which services the firm provides the client. Fees charged by the company likely include the following fee types: asset-based or fixed. The firm does not provide a wrap fee program, in which the company offers a service bundle for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It works with high net worth investors. Out of its 193 accounts, Linden Global Strategies LLC's largest client group by number of accounts is high net worth investors, but it also caters to 131 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 25% of the company's customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 100%
    • Other Individuals - 0%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Linden Global Strategies LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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