Livian & Co
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Overview
Livian & Co is a financial advisor firm that has its headquarters in New York, New York. Livian & Co manages $111.5 million in assets across 119 client accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). It has a small group, including 3 financial advisors. Livian & Co is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are tradable financial assets like equities, options and bonds.
Livian & Co oversees more than half of the firm's accounts in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by a portfolio manager without requiring the client's permission. The firm also has eight non-discretionary accounts totaling $12.6 million in assets under management. The company oversees about $937,128 in assets for every client account. The average financial advisor at Livian & Co oversees around 40 client accounts, placing it towards the middle in terms of personalization.
Livian & Co's headquarters is at 450 7Th Avenue, New York, New York 10123. It is legally permitted to serve investors throughout a few states, including Florida, New Jersey and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Livian & Co by the Numbers
$111.5 million
5
119
$937.1 thousand
Products and Services
Livian & Co offers a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. Notably, the company did not provide financial planning services to any of its customers in the last fiscal year. Livian & Co is involved in selling products or offering services other than investment advice to its customers. Livian & Co also has a number of financial industry affiliations, including with a real estate broker or dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees depend on which services are provided. However, fee types billed by the company most likely are comprised of the following fee types: asset-based or performance-based. Livian & Co does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Livian & Co caters to high net worth investors, pooled investment vehicles and corporations. Out of its 119 clients, Livian & Co's largest client is high net worth investors, though it also serves 48 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). About 24% of its customers reside abroad.
- High-Net-Worth Individuals* - 71.64%
- Other Individuals - 0%
- Corporations - 28.36%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Financial Advisors at Livian & Co
New York, NY
New York, NY
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