Malabar Investments, LLC
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Overview
Malabar Investments, LLC operates as a financial advisory company located in New York, New York. The company controls $828.2 million in total assets across six customer accounts, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). The company has a small group, including 6 financial advisors. Malabar Investments, LLC is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets such as stocks, options and bonds.
Malabar Investments, LLC oversees all of the firm's accounts in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by an investment advisor without needing client authorization. The investment advisory firm supervises roughly $138.0 million for each account. The typical financial advisor at Malabar Investments, LLC oversees around one client account, making it one of the most individualized financial advisor firms in the country.
The firm's headquarters is located at C/O Holding Capital Group Inc., New York, New York 10018. Malabar Investments, LLC is permitted to serve clients in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Malabar Investments, LLC by the Numbers
$828.2 million
19
6
$138.0 million
Fee Structure
Financial management fees typically depend on which services the firm provides the client. However, fees charged by Malabar Investments, LLC likely include some blend of the following fee structures: asset-based, performance-based or other. The company does not provide a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company caters to pooled investment vehicles. Out of its six accounts, Malabar Investments, LLC's largest client type is pooled investment vehicles. Around 33% of the company's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Malabar Investments, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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