Maltese Capital Management, LLC
Answer a few questions and
get matched with an advisor.
Learn more about Maltese Capital Management, LLC
Overview
Maltese Capital Management, LLC is an advisory company headquartered in New York, New York. The firm administers $925.7 million in assets throughout eight client accounts, making it one of the larger firms in the nation by assets under management (AUM). The firm has a small group, including 12 financial advisors. Maltese Capital Management, LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial assets such as options, equities and bonds.
Maltese Capital Management, LLC oversees all of the firm's client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager has the discretion to make transaction choices for the client's account without requiring the customer's approval. The investment advisory firm's typical account size is $115.7 million. The typical advisor at Maltese Capital Management, LLC administers fewer than one client account, placing it among the most personalized financial advisor firms in the country.
The company's main office is at 150 East 52Nd Street, New York, New York 10022. The company is registered to serve clients across a number of states, including New York, Texas and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Maltese Capital Management, LLC by the Numbers
$925.7 million
19
8
$115.7 million
Fee Structure
Fees charged by financial advisors depend on the type of financial services offered. Fee types charged by Maltese Capital Management, LLC most likely include the following fee structures: asset-based or performance-based. Maltese Capital Management, LLC does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to pooled investment vehicles. Out of its eight accounts, Maltese Capital Management, LLC's biggest client group is pooled investment vehicles. Around 38% of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Maltese Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.