Mistral Capital Management, LLC
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Overview
Mistral Capital Management, LLC is a financial advisory firm based in New York, New York. Mistral Capital Management, LLC has $40.1 million in assets throughout three customer accounts. It has a small group, including 2 financial advisors. Mistral Capital Management, LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like options, bonds and equities.
Mistral Capital Management, LLC oversees all of its client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction choices for the client's account without needing the client's approval. Mistral Capital Management, LLC's average account size is $13.4 million. The typical advisor at Mistral Capital Management, LLC oversees around two client accounts, making it one of the most personalized financial advisor firms in the country.
The company's headquarters is at 501 Madison Avenue, New York, New York 10022. It is permitted to serve customers in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Mistral Capital Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$40.1 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$13.4 million
Fee Structure
Fees charged by financial advisors typically are based on which services are offered. Fee types charged by Mistral Capital Management, LLC can consist of any combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with pooled investment vehicles and other. Out of its three customers, Mistral Capital Management, LLC's biggest client type is pooled investment vehicles. None of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Mistral Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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