Morgan Rio Capital Management, LLC
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Overview
Morgan Rio Capital Management, LLC is an advisory company headquartered in New York, New York. The firm oversees $423.7 million in assets over 12 client accounts, placing it among the bigger firms in the United States by assets under management (AUM). The company has a small group, including 2 financial advisors. Morgan Rio Capital Management, LLC does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like bonds, options and equities.
Morgan Rio Capital Management, LLC administers all of its client assets on a discretionary basis. Discretionary management means that an investment advisor makes transaction judgments for the client's account without requiring client consent. The firm supervises an average of $35.3 million for every account. An average advisor at Morgan Rio Capital Management, LLC administers about six client accounts, placing it among the more personalized advisor firms in the country.
The company's central office is located at 437 Madison Avenue, New York, New York 10022. The firm is registered to provide services to customers in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Morgan Rio Capital Management, LLC by the Numbers
$423.7 million
5
12
$35.3 million
Fee Structure
Financial advisory fees depend on which services the firm provides the client. However, fees billed by the company likely consist of some combination of the following fee types: asset-based or performance-based. Morgan Rio Capital Management, LLC does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to pooled investment vehicles. Out of its 12 accounts, Morgan Rio Capital Management, LLC's largest client group is pooled investment vehicles. About 75% of its accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Morgan Rio Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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