Nomura Asset Management U.S.A. Inc
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Overview
Nomura Asset Management U.S.A. Inc is a financial advisor firm that has its headquarters in New York, New York. The company has $511.7 million in assets throughout four accounts, making it one of the bigger financial advisory firms in the nation by assets under management (AUM). It has an average-sized group, including 1 financial advisor. Nomura Asset Management U.S.A. Inc does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like options, equities and bonds.
Nomura Asset Management U.S.A. Inc manages all of the firm's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction judgments for the client's account without needing to seek client authorization. The firm's average account size is $127.9 million. An average advisor at Nomura Asset Management U.S.A. Inc manages about four client accounts, making it one of the most personalized firms in the country.
The company's headquarters is located at Worldwide Plaza, New York, New York 10019-7316.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nomura Asset Management U.S.A. Inc by the Numbers
$511.7 million
40
4
$127.9 million
Fee Structure
Fees for financial advice typically are based on which services the firm provides the client. Fees billed by Nomura Asset Management U.S.A. Inc typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to investment companies, pooled investment vehicles, pension plans and sovereign wealth funds. Out of its four clients, Nomura Asset Management U.S.A. Inc's biggest client is sovereign wealth funds. Around 75% of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nomura Asset Management U.S.A. Inc does not have any disclosures.
Please visit its Form ADV for more details.
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