Nomura Corporate Research And Asset Management Inc

CRD#110411
Investment Advisor Firm

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Learn more about Nomura Corporate Research And Asset Management Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • Office Locations

    • Overview

    Nomura Corporate Research And Asset Management Inc is a financial advisory firm that has its headquarters in New York, New York. It manages $33.4 billion in assets under management over 75 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management (AUM). It has an average-sized team, including 21 financial advisors. Nomura Corporate Research And Asset Management Inc does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments like options, bonds and equities.

    Nomura Corporate Research And Asset Management Inc administers more than half of its client assets on a discretionary basis. Discretionary management is a structure in which transaction choices are made by an investment advisor without needing the client's consent. The company also administers two non-discretionary accounts with a total of $235.0 million in AUM. The firm manages roughly $444.7 million for each account. An average advisor at Nomura Corporate Research And Asset Management Inc manages about four client accounts, making it one of the most personalized financial advisor firms in the country.

    The firm's main office is located at Worldwide Plaza, New York, New York 10019-7316.

    Assets Under Management

    $33.4 billion

    Number of Advisors

    21

    Disclosures

    No

    Office Location

    Worldwide Plaza
    New York, NY 10019-7316

    Nomura Corporate Research And Asset Management Inc by the Numbers

    Total Assets Under Management

    $33.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    47

    National Average: 64
    Total Number of Accounts

    75

    National Average: 375,227
    Average Account Size

    $444.7 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees largely depend on the type of financial services offered. However, fee types charged by the firm can be comprised of some blend of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Nomura Corporate Research And Asset Management Inc.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company works with a number of different investors. The company caters to investment companies, pooled investment vehicles, pension plans, state or municipal government entities, insurance companies and sovereign wealth funds. Out of its 75 customers, Nomura Corporate Research And Asset Management Inc's largest client is pooled investment vehicles. About 55% of the company's customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Nomura Corporate Research And Asset Management Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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