Nottingham Advisors Inc
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Overview
Nottingham Advisors Inc operates as an advisory company based in Buffalo, New York. The firm administers $1.3 billion in assets under management over 2,246 client accounts, placing it among the largest financial advisory firms in the United States by assets under management (AUM). It has a small team, including 7 financial advisors. Nottingham Advisors Inc is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments such as equities, options and bonds.
Nottingham Advisors Inc administers most of the company's accounts on a discretionary basis. Discretionary management means that transaction decisions are made by a portfolio manager without needing to seek the client's authorization. It also oversees 356 non-discretionary accounts totaling $68.1 million in AUM. Nottingham Advisors Inc supervises an average of $579,256 for every account. An average advisor at Nottingham Advisors Inc administers about 321 client accounts.
The company's central office is at 100 Corporate Parkway, Buffalo, New York 14226. The firm is permitted to provide services to customers throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nottingham Advisors Inc by the Numbers
$1.3 billion
12
2,246
$579.3 thousand
Products and Services
Nottingham Advisors Inc provides a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the past fiscal year, the company provided 26-50 of its accounts with financial planning services. It does not sell products or offer services aside from investment advisory services to its investment advisory customers. The company also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency and pension consultant.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees usually vary depending on which service is provided. However, fees charged by the firm most likely consist of the following fee types: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with a broad range of customers. The company provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 2,246 accounts, Nottingham Advisors Inc's largest client is retail investors, though it also manages money for 130 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are non-U.S. persons.
- High-Net-Worth Individuals* - 8.23%
- Other Individuals - 87.14%
- Corporations - 3.04%
- Charitable Organizations - 1.58%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nottingham Advisors Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Nottingham Advisors Inc
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
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