Octagon Capital Advisors Lp
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Overview
Octagon Capital Advisors Lp is a financial advisory firm that has its headquarters in New York, New York. Octagon Capital Advisors Lp manages $1.1 billion in total assets throughout six client accounts, making it one of the larger financial advisory firms in the United States by assets under management (AUM). Octagon Capital Advisors Lp has a small team, including 6 financial advisors. Octagon Capital Advisors Lp does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial assets like options, equities and bonds.
Octagon Capital Advisors Lp manages all of the company's accounts on a discretionary basis. Discretionary management means that transaction choices for the client's account are made by a portfolio manager without requiring client consent. The company manages an average of $179.1 million for every customer account. The average advisor at Octagon Capital Advisors Lp administers around one client account, making it one of the most personalized financial advisor firms in the country.
The firm's main office is at 654 Madison Avenue, 21St Floor, New York, New York 10065.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Octagon Capital Advisors Lp by the Numbers
$1.1 billion
9
6
$179.1 million
Fee Structure
Fees charged by financial advisors typically depend on which services are provided. Fee types billed by Octagon Capital Advisors Lp likely are comprised of the following fee structures: asset-based or performance-based. Octagon Capital Advisors Lp does not provide a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Octagon Capital Advisors Lp caters to pooled investment vehicles. Out of its six clients, Octagon Capital Advisors Lp's largest client is pooled investment vehicles. Around 50% of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Octagon Capital Advisors Lp does not have any disclosures.
Please visit its Form ADV for more details.
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