P&A Capital Advisors
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Overview
P&A Capital Advisors is a financial advisory firm headquartered in New York, New York. P&A Capital Advisors controls $114.9 million in assets over five client accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). It has a small group, including 4 financial advisors. P&A Capital Advisors does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets like stocks, options and bonds.
P&A Capital Advisors oversees all of the firm's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell choices without requiring the client's approval. The firm manages an average of $23.0 million in assets for each account. The typical advisor at P&A Capital Advisors manages about one client account, placing it among the most personalized advisor firms in the country.
The company's headquarters is at 500 Fifth Avenue, New York, New York 10110. The company is legally allowed to serve investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
P&A Capital Advisors by the Numbers
$114.9 million
10
5
$23.0 million
Products and Services
Services provided by P&A Capital Advisors can include portfolio management for pooled investment vehicles and selection of other advisers. The firm is not engaged in selling products or offering services aside from investment advisory services to its investment advisory accounts. The company is affiliated with a number of other companies in the financial services industry, including with a commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically vary depending on which services the firm provides the client. Fee types billed by the firm may include the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with high net worth investors, pooled investment vehicles and insurance companies. Out of its five clients, P&A Capital Advisors's largest client is pooled investment vehicles, but it also caters to one high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 20%
- Other Individuals - 0%
- Corporations - 80%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
P&A Capital Advisors does not have any disclosures.
Please visit its Form ADV for more details.
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