Rand Capital Management
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Learn more about Rand Capital Management
Overview
Rand Capital Management is located at 14 Lafayette Square, Buffalo, NY. The firm employs 6 financial advisors to manage client portfolios and provide financial guidance. Rand Capital Management is not a registered broker-dealer.
Rand Capital Management oversees $157.7 million in assets under management across 3 accounts, all of which are discretionary. The services offered include portfolio management for investment companies and portfolio management for pooled investment vehicles. The firm caters to business development companies and pooled investment vehicles, with pooled investment vehicles being the largest client type by accounts. The fee structure at Rand Capital Management includes asset-based and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, trust company, real estate broker or dealer, and commodity pool advisor.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rand Capital Management by the Numbers
$157.7 million
9
3
$52.6 million
Fee Structure
Fees for financial advice usually are based on which services are provided. Fees charged by Rand Capital Management most likely include some blend of the following fee structures: asset-based or other.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 10% of firms
Other
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
The company caters to business development companies and pooled investment vehicles. Out of its 2 clients, Rand Capital Management's biggest client type by number of accounts is business development companies.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rand Capital Management does not have any disclosures.
Please visit its Form ADV for more details.
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