Rosecliff Capital Advisory LLC
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Overview
Rosecliff Capital Advisory LLC operates as a financial advisor firm that has its headquarters in New York, New York. It has $25.8 million in assets throughout 135 client accounts. Rosecliff Capital Advisory LLC has a small team, including 3 financial advisors. Rosecliff Capital Advisory LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments like options, equities and bonds.
Rosecliff Capital Advisory LLC administers all of its client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make buy and sell decisions without requiring the customer's authorization. The company's average account size is $190,764. An average advisor at Rosecliff Capital Advisory LLC oversees around 45 client accounts, making it about average in terms of personalization.
The company's central office is at 767 5Th Avenue, New York, New York 10153. It is legally registered to provide services to clients across a few states, including California, Florida, Illinois, Michigan, New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rosecliff Capital Advisory LLC by the Numbers
$25.8 million
4
135
$190.8 thousand
Fee Structure
A financial advisor's fees largely vary depending on the financial services offered. Fees billed by Rosecliff Capital Advisory LLC typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Rosecliff Capital Advisory LLC.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors and high net worth investors. Out of its 135 clients, Rosecliff Capital Advisory LLC's largest client group by number of accounts is high net worth investors, although it also manages money for 103 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients reside abroad.
- High-Net-Worth Individuals* - 76.3%
- Other Individuals - 23.7%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rosecliff Capital Advisory LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Rosecliff Capital Advisory LLC
New York, NY
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