Saperston Legacy Advisors, Inc
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Overview
Saperston Legacy Advisors, Inc operates as a financial advisory firm that has its headquarters in Hamburg, New York. Saperston Legacy Advisors, Inc administers $49.9 million in total assets throughout 122 accounts. Saperston Legacy Advisors, Inc has a small team, including 3 financial advisors. Saperston Legacy Advisors, Inc does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial assets such as options, bonds and equities.
Saperston Legacy Advisors, Inc administers the majority of the company's accounts on a discretionary basis. Discretionary management signifies that transaction choices for the client's account are made by an investment advisor without requiring client authorization. The company also oversees one non-discretionary accounts totaling $7.0 million in assets. The firm's average account size is $409,353. An average advisor at Saperston Legacy Advisors, Inc oversees around 41 client accounts, making it about average in terms of personalization.
The company's main office is located at 172 Lake Street, Hamburg, New York 14075. It is allowed to provide services to clients across a few states, including Florida and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Saperston Legacy Advisors, Inc by the Numbers
$49.9 million
3
122
$409.4 thousand
Fee Structure
Financial management fees usually depend on the type of financial services provided. Fees charged by Saperston Legacy Advisors, Inc typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Saperston Legacy Advisors, Inc.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Saperston Legacy Advisors, Inc works with retail investors, high net worth investors and corporations. Out of its 122 accounts, Saperston Legacy Advisors, Inc's largest client by number of accounts is retail investors, although it also serves seven high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 5.74%
- Other Individuals - 92.62%
- Corporations - 1.64%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Saperston Legacy Advisors, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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