Saxon Woods Advisors LLC
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Overview
Saxon Woods Advisors LLC is a financial advisory firm that has its headquarters in Purchase, New York. The firm handles $753.5 million in assets under management over 152 customer accounts, placing it among the larger firms in the United States by assets under management (AUM). The firm has a small group, including 3 financial advisors. Saxon Woods Advisors LLC does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments such as equities, options and bonds.
Saxon Woods Advisors LLC oversees all of the company's client assets in a discretionary manner. Discretionary management means that an investment advisor makes buy and sell choices without requiring the customer's consent. The investment advisory firm administers an average of $5.0 million for every client account. An average advisor at Saxon Woods Advisors LLC administers about 51 client accounts, placing it towards the middle in terms of personalization.
The company's main office is located at 2500 Westchester Avenue, Purchase, New York 10577. It is permitted to serve customers throughout 6 states, including California, Connecticut, Florida, Massachusetts, New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Saxon Woods Advisors LLC by the Numbers
$753.5 million
15
152
$5.0 million
Fee Structure
Financial advisory fees largely vary depending on which services are provided. However, fees charged by the company typically consist of the following fee structure: asset-based. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors, high net worth investors and charitable organizations. Out of its 152 accounts, Saxon Woods Advisors LLC's biggest client type is high net worth investors, though it also caters to 113 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 75.33%
- Other Individuals - 16.67%
- Corporations - 0%
- Charitable Organizations - 8%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Saxon Woods Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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