Seasons Of Advice Wealth Management
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Overview
Seasons Of Advice Wealth Management is a financial advisory firm that has its headquarters in New York, New York. It manages $789.3 million in total assets over 3,000 accounts, placing it among the bigger financial advisory firms in the country by assets under management (AUM). Seasons Of Advice Wealth Management has a small group, including 10 financial advisors. Seasons Of Advice Wealth Management does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like bonds, stocks and options.
Seasons Of Advice Wealth Management oversees most of the firm's accounts in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by a portfolio manager without requiring the client's approval. The company also has 119 non-discretionary accounts totaling $38.1 million in assets under management. The company's typical account size is $263,093. The average advisor at Seasons Of Advice Wealth Management manages about 300 client accounts.
The firm's central office is located at 120 West 45Th Street, New York, New York 10036. The company is legally permitted to provide services to customers throughout 16 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Seasons Of Advice Wealth Management by the Numbers
$789.3 million
20
3,000
$263.1 thousand
Products and Services
Seasons Of Advice Wealth Management offers multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses and other services. In the prior financial year, the firm provided 1-10 of its accounts with financial planning services. Seasons Of Advice Wealth Management does sell products or offer services apart from investment advisory services to its clients. It is also affiliated with one or more other companies in the financial services industry, including with a broker-dealer or securities dealer, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees usually are based on the financial services provided. However, fee types billed by the firm can be comprised of any blend of the following fee types: asset-based or fixed. The company does participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 3,000 accounts, Seasons Of Advice Wealth Management's largest client group by number of accounts is retail investors, although it also serves 246 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 31.87%
- Other Individuals - 68.13%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Seasons Of Advice Wealth Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Seasons Of Advice Wealth Management
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
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