Secor Investment Advisors, Lp

CRD#155235
Investment Advisor Firm

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Learn more about Secor Investment Advisors, Lp

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Secor Investment Advisors, Lp is located at 1290 Avenue Of The Americas, New York, NY. The firm employs 25 financial advisors to manage client portfolios and provide financial guidance. Secor Investment Advisors, Lp is not a registered broker-dealer.

    The firm manages $12.7 billion in assets under management across 17 accounts, with 4 discretionary accounts and 13 non-discretionary accounts. Services offered include portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. Secor Investment Advisors, Lp maintains a financial industry affiliation as a commodity pool advisor. The fee structure includes asset-based, fixed, performance-based, and other fees. The firm serves pooled investment vehicles and pension plans, with pension plans representing the largest client type by accounts.

    Secor Investment Advisors, Lp is registered in the state of New York.

    Assets Under Management

    $12.7 billion

    Number of Advisors

    25

    Disclosures

    No

    Office Location

    1290 Avenue Of The Americas
    New York, NY 10104

    Secor Investment Advisors, Lp by the Numbers

    Total Assets Under Management

    $12.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    43

    National Average: 64
    Total Number of Accounts

    17

    National Average: 375,227
    Average Account Size

    $747.1 million

    National Average: $23.0 thousand
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    Products and Services

    Financial services that Secor Investment Advisors, Lp offers include portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. However, the company did not provide financial planning services to any of its accounts in the last fiscal year. Secor Investment Advisors, Lp is not involved in selling products or offering services other than investment advisory services to its investment advisory customers. The firm is affiliated with a number of other service providers in the financial services industry, including with a commodity pool advisor.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fiancial advisory fees typically depend on which services the firm provides the client. However, fees charged by Secor Investment Advisors, Lp can consist of some combination of the following fee structures: asset-based, fixed, performance-based, and other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Secor Investment Advisors, Lp. The firm can withdraw its charges directly from customer funds.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    Secor Investment Advisors, Lp works with pooled investment vehicles and pension plans. Out of its 17 clients, Secor Investment Advisors, Lp's biggest client group by number of accounts is pension plans. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Secor Investment Advisors, Lp does not have any disclosures.

    Please visit its Form ADV for more details.

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