Sqn Capital Management, LLC
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Overview
Sqn Capital Management, LLC operates as an advisory firm headquartered in New York, New York. The company has $414.6 million in assets under management throughout 10 accounts, making it one of the larger firms in the United States by assets under management (AUM). It has a small team, including 6 financial advisors. Sqn Capital Management, LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial investments like equities, options and bonds.
Sqn Capital Management, LLC administers some of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell choices are made by a portfolio manager without needing the client's authorization. Sqn Capital Management, LLC also oversees six non-discretionary accounts with a total of $321.1 million in AUM. The company oversees an average of $41.5 million in assets for every client account. The typical advisor at Sqn Capital Management, LLC manages about two client accounts, placing it among the most individualized firms in the country.
Sqn Capital Management, LLC's main office is at 100 Wall Street, New York, New York 10005. It is legally registered to serve investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sqn Capital Management, LLC by the Numbers
$414.6 million
9
10
$41.5 million
Fee Structure
Fees charged by financial advisors are based on the type of financial services offered. Fee types billed by the company may include any blend of the following fee types: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Sqn Capital Management, LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Sqn Capital Management, LLC provides services to pooled investment vehicles and insurance companies. Out of its 10 customers, Sqn Capital Management, LLC's biggest client by number of accounts is pooled investment vehicles. Around 68% of its clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sqn Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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