Strategas Securities, LLC Dba Strategas Research Partners

CRD#149326
Investment Advisor Firm

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Learn more about Strategas Securities, LLC Dba Strategas Research Partners

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Strategas Securities, LLC Dba Strategas Research Partners is located at 52 Vanderbilt Avenue, New York, NY. The firm employs 15 financial advisors to manage client portfolios and provide financial guidance. Strategas Securities, LLC Dba Strategas Research Partners is a registered broker-dealer.

    Strategas Securities, LLC Dba Strategas Research Partners offers other services. The firm caters to a diverse range of investors, including banking institutions, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, and corporations. The largest client type by accounts is other investment advisers. The fee structure at Strategas Securities, LLC Dba Strategas Research Partners includes fixed and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, trust company, insurance company or agency, pension consultant, real estate broker or dealer, and commodity pool advisor.

    Strategas Securities, LLC Dba Strategas Research Partners is registered in the states of District of Columbia and New York.

    Number of Advisors

    15

    Disclosures

    No

    Office Location

    52 Vanderbilt Avenue
    New York, NY 10017

    Strategas Securities, LLC Dba Strategas Research Partners by the Numbers

    Total Number of Employees

    44

    National Average: 64
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    Fee Structure

    A financial advisor's fees typically depend on the services provided. Fees charged by Strategas Securities, LLC Dba Strategas Research Partners can consist of some combination of the following fee structures: fixed or other.

    Available

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The firm works with a broad range of customers. It caters to banking institutions, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, and corporations. Out of its 9 clients, Strategas Securities, LLC Dba Strategas Research Partners's biggest client type by number of accounts is .

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 92.31%
    • Charitable Organizations - 7.69%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Strategas Securities, LLC Dba Strategas Research Partners does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Strategas Securities, LLC Dba Strategas Research Partners

    Patrick Rista
    New York, NY
    Gerald Hendricks
    New York, NY
    Jonathan Matta
    New York, NY

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