Sustainable Leaders Investment Management, LLC
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Overview
Sustainable Leaders Investment Management, LLC is a financial advisory company that has its headquarters in West Harrison, New York. Sustainable Leaders Investment Management, LLC manages $79.9 million in assets under management throughout 15 client accounts. Sustainable Leaders Investment Management, LLC has a small team, including 2 financial advisors. Sustainable Leaders Investment Management, LLC is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as equities, options and bonds.
Sustainable Leaders Investment Management, LLC oversees all of the company's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell choices are made by a portfolio manager without needing client consent. The advisory firm's average account size is $5.3 million. The typical advisor at Sustainable Leaders Investment Management, LLC manages around eight client accounts, making it one of the more individualized advisor firms in the country.
Sustainable Leaders Investment Management, LLC's central office is located at 777 Westchester Avenue, West Harrison, New York 10604. The firm is legally registered to provide services to clients across a number of states, including Massachusetts and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sustainable Leaders Investment Management, LLC by the Numbers
$79.9 million
3
15
$5.3 million
Products and Services
Sustainable Leaders Investment Management, LLC offers a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Sustainable Leaders Investment Management, LLC is not engaged in selling products or offering services other than investment advice to its investment advisory clients.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees depend on which services the firm provides the client. Fees billed by Sustainable Leaders Investment Management, LLC likely include any blend of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to high net worth investors and investment companies. Out of its 15 customers, Sustainable Leaders Investment Management, LLC's biggest client type by number of accounts is high net worth investors, although it also manages money for 15 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 93.75%
- Other Individuals - 0%
- Corporations - 6.25%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sustainable Leaders Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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