Value Investment Professionals, LLC
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Learn more about Value Investment Professionals, LLC
Value Investment Professionals, LLC operates as an advisory company based in New York, New York. The company has $42.4 million in total assets throughout 114 customer accounts. The firm has a small group, including 2 financial advisors. Value Investment Professionals, LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets like options, equities and bonds.
Value Investment Professionals, LLC administers all of its client assets on a discretionary basis. Discretionary management is a structure in which transaction decisions are made by a portfolio manager without needing to seek the customer's consent. Value Investment Professionals, LLC administers roughly $372,112 in assets for every account. The typical financial advisor at Value Investment Professionals, LLC manages around 57 client accounts, placing it towards the middle in terms of personalization.
The company's central office is at 125 Park Avenue, New York, New York 10017. It is legally registered to provide services to customers throughout a few states, including California, New Jersey, New York and Oregon.
Assets Under Management
Number of Advisors
Value Investment Professionals, LLC by the Numbers
Fees charged by financial advisors largely are based on which service is offered. Fees billed by the company likely include the following fee structures: asset-based, hourly or performance-based. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 21% of firms
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Offered by 26% of firms
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 32% of firms that offer this fee type
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
The company caters to retail investors, high net worth investors and pension plans. Out of its 114 clients, Value Investment Professionals, LLC's biggest client by number of accounts is retail investors, though it also serves 20 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 43.48%
- Other Individuals - 54.35%
- Corporations - 2.17%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Value Investment Professionals, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Value Investment Professionals, LLC
New York, NY
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