Williams Jones Wealth Management, LLC
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Learn more about Williams Jones Wealth Management, LLC
Overview
Williams Jones Wealth Management, LLC is an advisory firm headquartered in New York, New York. Williams Jones Wealth Management, LLC has $9.3 billion in total assets over 4,390 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management (AUM). The company has an average-sized group, including 17 financial advisors. Williams Jones Wealth Management, LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are tradable financial investments like equities, bonds and options.
Williams Jones Wealth Management, LLC oversees 4,314 of its client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell judgments for the client's account without needing client authorization. The firm also has 76 non-discretionary accounts totaling $83.6 million in assets under management. The advisory firm supervises about $2.1 million for each customer account. The typical financial advisor at Williams Jones Wealth Management, LLC manages about 258 client accounts.
Williams Jones Wealth Management, LLC's main office is located at 717 Fifth Avenue, New York, New York 10022. The firm is legally allowed to serve investors throughout 38 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Williams Jones Wealth Management, LLC by the Numbers
$9.3 billion
43
4,390
$2.1 million
Products and Services
Williams Jones Wealth Management, LLC offers multiple financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. In the past financial year, the firm provided financial planning services to 101-250 of its clients. Williams Jones Wealth Management, LLC is engaged in selling products or offering services aside from investment advisory services to its clients. The firm is also affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically vary depending on which service is provided. However, fees charged by Williams Jones Wealth Management, LLC typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm does business with a number of different customers. It provides services to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, corporations and other. Out of its 4,390 customers, Williams Jones Wealth Management, LLC's biggest client type is high net worth investors, though it also caters to 982 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 70.85%
- Other Individuals - 12.91%
- Corporations - 9.38%
- Charitable Organizations - 6.85%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Williams Jones Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Williams Jones Wealth Management, LLC
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
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