Yorkville Capital Management LLC
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Overview
Yorkville Capital Management LLC operates as a financial advisor company located in New York, New York. It handles $14.5 million in assets under management across 56 client accounts. It has a small team, including 1 financial advisor. Yorkville Capital Management LLC is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments like bonds, options and equities.
Yorkville Capital Management LLC manages all of the company's accounts in a discretionary manner. Discretionary management means that transaction judgments for the client's account are made by an investment advisor without requiring client approval. The advisory firm manages about $258,070 for every customer account. The average financial advisor at Yorkville Capital Management LLC administers around 56 client accounts, placing it towards the middle in terms of personalization.
The company's main office is located at 158 East 126Th Street, New York, New York 10035. The company is allowed to serve customers throughout a number of states, including Connecticut, Minnesota, New York and North Dakota.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Yorkville Capital Management LLC by the Numbers
$14.5 million
3
56
$258.1 thousand
Fee Structure
A financial advisor's fees typically are based on which services the firm provides the client. Fees charged by Yorkville Capital Management LLC typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Yorkville Capital Management LLC.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 56 customers, Yorkville Capital Management LLC's biggest client type is high net worth investors, though it also manages money for 44 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 78.57%
- Other Individuals - 21.43%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Yorkville Capital Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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